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  • Waterway Engineering Applications of Automatic Identification System Data along the Mississippi River and at Lock Structures

    Abstract: The USACE, St. Louis District, is responsible for maintaining navigation channels along with multiple lock and dam structures on the Mississippi River, a vital inland waterway that carries millions of tons of commodities every year. Understanding commercial vessel traffic patterns is fundamental to informing decisions about construction projects and to efforts to improve communication to mariners. Automatic Identification System (AIS) data provides time-stamped and geo-referenced vessel position reports for most commercial vessels operating in the District’s area of interest. This paper describes how AIS data has been successfully used by St. Louis District waterway managers to (1) prevent conflicts with the navigation industry by revealing active fleeting areas that were under consideration for the construction of river training structures; and (2) identify changes in vessel approaches to a lock structure under different river flow conditions, providing operational information that could be used in future navigation alerts to mariners. This paper concludes with a list of suggested best practices for waterways managers who want to start, or expand, their use of AIS data.
  • An Examination of Multihazard Marine Transportation System (MTS) Response and Recovery Operations during the 2020 Hurricane Season

    Abstract: The Committee on the Marine Transportation System (CMTS), Resilience Integrated Action Team (RIAT), was established in 2014 to foster the coordination and coproduction of knowledge that incorporates the concepts of resilience into the marine transportation system (MTS). The RIAT defines resilience as a four-phase cycle that incorporates preparation, response, recovery, and adaptation activities to minimize disruption to the MTS. The RIAT utilizes this definition of resilience to convene first-responder CMTS agencies to examine challenges and successes and make recommendations about past hurricane seasons. The 2020 hurricane season saw a record-breaking number of storms form in the Atlantic basin during a global pandemic. As a result, federal agencies were challenged to operate in a multihazard posture, and many former lessons learned needed to be adjusted to this unprecedented situation.
  • Marine Bioinvasion Risk: Review of Current Ecological Models

    Abstract: This special report describes the first phase of developing an ecological model to inform marine bioinvasion risks in the United States. The project responds to the needs of the US Army Corps of Engineers (USACE) Aquatic Nuisance Species Research Program, or ANSRP, which addresses all problematic invasive aquatic species affecting the nation’s waterways, infrastructure, and associated resources, and the needs of the USACE navigation and dredging programs. Multiple port-deepening studies are either in progress or under consideration, and all must address ecological risk. Understanding whether and how increased dredging contributes to in-creased marine bioinvasion risk allows risk mitigation during early planning phases. Considering the potential impacts of future environmental change, such as changing sea level, ocean temperature, and ocean chemistry, will further strengthen planning for marine bioinvasion risk. There-fore, this special report documents current ecological modeling approaches to marine bioinvasion risk models and identifies models that in-corporate shipping as a vector. The special report then presents a conceptual model and identifies historic vessel position data from the Automatic Identification System, or AIS, now available for most commercial and some recreational vessels around the United States, as a key source for future model development and testing.
  • Automatic Identification System (AIS) Data Case Study: Identifying Unofficial Mooring Areas along the Upper Mississippi River

    Purpose: This Dredging Operations and Technical Support (DOTS) program technical note presents the results of a study undertaken at the request of staff from the US Army Corps of Engineers (USACE) Rock Island District (MVR) as part of a larger effort examining the potential creation of seven new permanent mooring cells along the Upper Mississippi River in proximity to lock and dam (LD) locations selected by MVR. MVR staff were interested in evaluating vessel traffic and identifying unofficial mooring areas (i.e., waiting areas) in the vicinity of LD7, LD10, LD11, LD14, LD15, LD20, and LD22; they were also interested in travel times from those unofficial mooring areas to the destination lock. The search distance for unofficial mooring areas was limited to 20 miles from the lock, or the distance to the next closest lock if less than 20 miles, in the appropriate direction (i.e., upstream or downstream), as specified by MVR staff.
  • Automatic Identification System (AIS) Data Case Study: Vessel Traffic through the Yaquina Bay Breakwater at Newport, Oregon

    Abstract: The navigation staff at US Army Corps of Engineers (USACE) Portland District (NWP) asked for information on vessel transits through the two existing openings in the breakwater on the north side of Yaquina Bay in Newport, Oregon. Currently, no authorized federal channel passes through the breakwater openings; however, the design for a possible federal channel is under consideration. NWP staff were interested in historical vessel transits, with a special focus on isolating transits for the largest (i.e., longest) vessels, identified as vessels 80 feet or longer, currently utilizing the area inside the breakwater. The Automatic Identification System Analysis Package (AISAP) software created by USACE-ERDC (2018) was used to analyze vessel traffic.
  • AIS Data: An Overview of Free Sources

    Abstract: The purpose of this Coastal and Hydraulics Engineering technical note (CHETN) is to describe the sources of Automatic Identification System (AIS) data available to the public, with a focus on federal employees who may need AIS data to carry out their official duties. AIS data, in this context, refer to both real-time and historic vessel position information.
  • 2017 Hurricane Season: Recommendations for a Resilient Path Forward for the Marine Transportation System

    Abstract: In October 2017, the Coordinating Board of the US Committee on the Marine Transportation System (MTS) tasked the MTS Resilience Integrated Action Team (RIAT) to identify the impacts, best practices, and lessons learned by federal agencies during the 2017 hurricane season. The RIAT studied the resiliency of the MTS by targeting its ability to prepare, respond, recover, and adapt to and from disruptions by turning to the collective knowledge of its members. Utilizing interagency data calls and a targeted workshop, the RIAT gauged the disruptive effect of the 2017 hurricane season and how Hurricanes Harvey, Irma, and Maria affected the operating status of at least 45 US ports across three major regions. This report identifies recommendations to better understand how the MTS can prepare for future storms and identifies activities by federal agencies that are contributing towards resilience. Such actions include hosting early pre-storm preparedness meetings, prioritizing communication between agencies and information distribution, and maintaining or updating existing response plans. Recommendations also target challenges experienced such as telecommunication and prioritization assistance to ports and critical infrastructure. Finally, the report offers opportunities to minimize the impacts experienced from storms and other disruptions to enhance the resilience of the MTS and supporting infrastructure.
  • Metrics for Assessing Overall Performance of Inland Waterway Ports: A Bayesian Network Based Approach

    Abstract: Because ports are considered to be the heart of the maritime transportation system, thereby assessing port performance is necessary for a nation’s development and economic success. This study proposes a novel metric, namely, “port performance index (PPI)”, to determine the overall performance and utilization of inland waterway ports based on six criteria, port facility, port availability, port economics, port service, port connectivity, and port environment. Unlike existing literature, which mainly ranks ports based on quantitative factors, this study utilizes a Bayesian Network (BN) model that focuses on both quantitative and qualitative factors to rank a port. The assessment of inland waterway port performance is further analyzed based on different advanced techniques such as sensitivity analysis and belief propagation. Insights drawn from the study show that all the six criteria are necessary to predict PPI. The study also showed that port service has the highest impact while port economics has the lowest impact among the six criteria on PPI for inland waterway ports.
  • PUBLICATION NOTICE: Hydraulic Analysis and Modeling of Navigation Conditions near the Mississippi River Bridges in Vicksburg, Mississippi

    Abstract: The River and Estuarine Engineering Branch of the Coastal and Hydraulics Laboratory developed a two-dimensional numerical model of the Mississippi River near Vicksburg, MS, using Adaptive Hydraulics to investigate navigation conditions through the Interstate 20 and Old Highway 80 Bridges reach. A focus of the study was determining the Marshall Brown Dikes impact to velocities and navigation through the reach. Proposed dikes, focused on improving currents, were also tested to determine if they are a feasible option to improve navigability through the bridges. A second proposed alternative, a levee to protect the articulated concrete mattress (ACM) field, was also simulated to determine if flood damage to the ACM field could be successfully reduced without negatively impacting navigation. Velocity data from 2008 throughout the reach of concern were used for validation along with water surface elevation data from 2008, 2011, 2016, and 2018. The Marshall Brown Dikes were shown to have a localized impact on velocities near the dikes, but the changes to the velocity downstream near the bridge were negligible for all tested flow rates. Simulations of the proposed dikes did not result in an improvement to navigation conditions, but the proposed levee was successful in decreasing velocities and depths over the ACM field.
  • PUBLICATION NOTICE: AIS Data: Real-Time Operation Support, Incident Investigations, and Waterway Use Analysis

    Abstract: This Coastal and Hydraulics Engineering Technical Note (CHETN) presents examples of Automatic Identification System (AIS) data and capabilities used to support real-time operations, assist in incident investigations, and contribute to waterways usage analysis projects for a variety of infrastructure management needs across the US Army Corps of Engineers (USACE). These case study presentations serve as examples for those who are new to AIS technology or navigation infrastructure operations.